Description
The Ultimate Compliance Toolkit for Mortgage Brokers
Compliance isn’t optional—it’s essential. As a mortgage broker, you’re responsible for ensuring your employees follow federal regulations, fraud prevention measures, and fair lending practices. The Compliance Package gives you everything needed to stay compliant, reduce legal risks, and protect your business.
What’s Included:
- AML Compliance Policy – Anti-money laundering guidelines to protect against fraud.
- Anti-Predatory Lending Policy – Covers UDAAP (Unfair, Deceptive, or Abusive Acts and Practices).
- CFPB Compliance – Ensures adherence to Consumer Financial Protection Bureau regulations.
- Federal Compliance Manual – A comprehensive guide to federal mortgage compliance.
- FinCEN Compliance – Policies to meet Financial Crimes Enforcement Network (FinCEN) requirements.
- QC & Mortgage Fraud Guidance – Best practices to detect and prevent fraud.
- Red Flag & Identity Theft Policy – Protect consumer information and prevent identity fraud.
- Compliance Management System – A structured approach to ongoing compliance monitoring.
✅ Stay Audit-Ready
✅ Instant Digital Access
✅ Essential for Brokers, Loan Officers, and Compliance Teams
Ensure your mortgage business stays protected—Get the Compliance Package today!
